Financial Misconduct
Financial Misconduct Cases Register
Register of financial-misconduct cases by status, from reported to finalised.
The single source of truth for misconduct cases
The PFMA and MFMA financial-misconduct frameworks require that allegations be investigated and that cases progress to finalisation, yet without a complete register cases stall unseen and consequence management collapses. This screen is the case register tracking every matter from reported to finalised. AuditPro Core maintains the register with status, ownership and ageing so that no case quietly disappears.
The Numbers
AuditPro Core renders this view from your tenant's live, tamper-evident records. The figures below are illustrative sample data.
Open cases
1,284
Finalised this year
612
▲ 8%
Older than 12 months
446
Finalisation rate
48%
Cases by status
Status detail
| Status | Cases | Share |
|---|---|---|
| Under investigation | 1284 | 39% |
| Sanctioned | 612 | 19% |
| Hearing scheduled | 318 | 10% |
| Dismissed | 204 | 6% |
| Newly reported | 882 | 27% |
Figures shown are illustrative sample data for demonstration. AuditPro Core renders these views from your own tenant's live, tamper-evident records.
A register is a control
A complete, current register of financial-misconduct cases is itself an internal control that demonstrates consequence management to the AGSA. Its absence is a finding in its own right.
Status defines the lifecycle
Cases move through reported, under investigation, referred for disciplinary action and finalised. Tracking status exposes where matters cluster and stall.
Ownership prevents drift
Each case must have a named owner accountable for moving it forward, or it drifts indefinitely. The register enforces that assignment.
Completeness over presentation
The register's value lies in capturing every reported matter, including the inconvenient ones. Selective registers understate exposure and mislead oversight.
How AuditPro Core Bridges the Gap
- End-to-end register: every case is captured with status, owner and key dates.
- Exception workflow: cases breaching status-stage deadlines escalate automatically.
- Traceability: each case links to its evidence, determination and outcome.
- Audit-ready export: the full register exports for the audit committee and AGSA review.
Key Takeaways
- The register itself is a consequence-management control.
- Status reveals where cases stall.
- Every case needs a named owner.
- Completeness, not curation, is the point.
See This on Your Own Data
AuditPro Core renders this dashboard from your tenant's live, tamper-evident records — every figure traceable to source.